Senior Associate – Investment Compliance Platform Support Analyst

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Job Description

We are looking for a Senior Associate – Investment Compliance Platform Support Analyst to operate and stabilize a Tier‑1 guideline monitoring platform used across global asset management portfolios.

This is a production‑critical role focused on investigating issues, exceptions, and compliance breaches in live financial systems. The role works closely with investment operations, compliance, and technology teams to ensure regulatory and client‑mandate adherence in high‑availability environments.

Qualifications

Skills & Experience

Experience working with live Financial Services platforms in Asset Management or Capital Markets environments.
Strong hands‑on SQL skills for production analysis, investigation, and troubleshooting.
Understanding of investment operations, portfolio structures, and financial instruments.
Exposure to compliance, risk, or control frameworks, including pre‑trade and post‑trade concepts.
Proven ability to operate in high‑pressure, regulated production environments.
Experience working directly with business, compliance, or risk stakeholders.
Comfort participating in incident calls, escalations, and follow‑the‑sun support models.

Set Yourself Apart With

Experience with investment compliance or risk platforms (e.g., Charles River, LatentZero, or similar).
Background supporting trading, OMS‑adjacent, portfolio, or transaction processing systems.
Prior involvement in exception handling, breach analysis, or operational risk investigations.
Python or scripting experience used for analysis, automation, or operational tooling.
Interest in applying AI or automation to improve investigation and support workflows.
Strong Financial Services domain experience with real production exposure.

Additional Information

An inclusive workplace that promotes diversity and collaboration.
Access to ongoing learning and development opportunities.
Competitive compensation and benefits package.
Flexibility to support work-life balance.
Comprehensive health benefits for you and your family.
Generous paid leave and holidays.
Wellness program and employee assistance.

As part of our dedication to an inclusive and diverse workforce, Publicis Sapient is committed to Equal Employment Opportunity without regard for race, color, national origin, ethnicity, gender, protected veteran status, disability, sexual orientation, gender identity, or religion. We are also committed to providing reasonable accommodations for qualified individuals with disabilities and disabled veterans in our job application procedures. If you need assistance or an accommodation due to a disability, you may contact us at hiring@publicis.sapient.com

Company Description

Publicis Sapient is a digital transformation partner helping established organizations get to their future, digitally enabled state, both in the way they work and the way they serve their customers. We help unlock value through a start-up mindset and modern methods, fusing strategy, consulting, and customer experience with agile engineering and problem-solving creativity. United by our core values and our purpose of helping people thrive in the brave pursuit of next, our 20,000+ people in 53 offices around the world combine experience across technology, data sciences, consulting, and customer obsession to accelerate our clients’ businesses through designing the products and services their customers truly value.